Meet Cambridge a.k.a Our Broker Dealer
Through my partnership with Cambridge, I have been able to maintain my independence, objectivity and integrity for the success of my clients. Through Cambridge, I have access to over 10,000 load and no-load mutual funds as well as insurance products, stocks, ETFs, bonds, options, CDs and other financial products so that we can find investments that are right for you.
Cambridge is dedicated to you, the investor, and therefore does not conduct investment banking, produce proprietary research or make markets in the securities recommended to you. The broker dealer aims to provide strength and stability through low-risk financial management. Additionally, Cambridge has advisor supervision and compliance that meets or exceeds requirements of the SEC, FINRA and state regulations.
Privately owned, in business for 30 years*
Houses about 3,000 advisors
Headquartered in Fairfield, Iowa, and served by a Midwestern culture of courtesy
Registered in 50 states, with clearing through National Financial Services LLC (NFS) and Pershing LLC both Member FINRA/SIPC
A four-time honoree in the Broker/Dealer of the Year annual poll of advisors, Investment Advisor magazine**
*Cambridge and its predecessor firm.
**Investment Advisor magazine, 2017, 2016, 2015, 2014, 2013, 2012, 2010, 2008, 2007, Division IV; 2003, Division III. A broker-dealer becomes eligible for this honor only after a minimum of 10% of its producing rep-advisors cast valid ballots. The ballots rate the broker-dealer in 15 different categories defined by Investment Advisor as relevant challenges and concerns. Broker-dealers receiving the highest marks in each of four are declared Broker-Dealer of the Year. Results are based on experiences and perceptions of participants surveyed in June of each of the years listed. Experience may vary. This recognition is not representative of investment performance or returns of rep/advisors. Visit advisorone.com.